Search for: "Summit Alliance Financial LLP"
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17 Dec 2014, 8:10 am
The Strategic Financial Alliance, Inc. [read post]
24 May 2021, 6:31 am
Edwards agreed to pay $716,000 in disgorgement and a $650,000 fine; Royal Alliance agreed to pay $502,000; American Portfolios Financial Services agreed to pay $653,000; Securities America agreed to pay $603,000; and Summit Financial Group agreed to pay $606,000 in disgorgement and a $600,000 fine. [read post]
11 Oct 2010, 9:51 am
Editor's Note: Amelia Lo, the author of this article, is a Chinese law student in Hong Kong who was a foreign intern at Baker & Hostetler LLP during the summer, 2010. [read post]
6 Apr 2018, 6:08 am
Posted by Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, April 6, 2018 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of March 30–April 5, 2018. [read post]
9 Feb 2023, 9:05 pm
The new fund structure will be established by the next annual summit in 2023. [read post]
18 Jul 2012, 5:57 am
Air Force) The Litigation Hold Letter - http://bit.ly/NFOdND (White and Williams LLP) Text REtrieval Conference (TREC) 2011 Proceedings - http://1.usa.gov/LkRQgt (NIST) TREC-Legal 2011: Learning to Rank from Relevance Feedback for eDiscovery (PDF) http://1.usa.gov/NyEuMh (Peter Lubell-Doughtie, Kenneth Hamilton) Updated Technology Assisted Review Backgrounder (Links From 2.1.2012 Thru 7.16.2012) http://bit.ly/IiTGtb (@OrangeLT) Zubulake’s… [read post]
